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On Demand Webinar

Preparing for a Regulatory Examination of Your Financial Institution’s OFAC Program



This webinar will address the steps an institution can take in advance in order to prepare for a bank examination of your OFAC program. Our speaker will discuss and provide guidelines for positively and accurately representing OFAC programs to regulators in order to ensure your business achieves the best outcome.
In this SanctionsAlert.com Webinar, we will cover: what happens when the bank examiner arrives, how the examiner prepares him/herself for the examination, how to handle questions from the examiner, and how to best document the examination.
What you will learn:
The ins and outs of the “rule book” used by the Regulator;
How to prepare your team (i.e. compliance staff, business lines with sanctions responsibilities, senior executives) for the examination;
How to use and get the most our of communication protocols; and
How to organize relevant information relating to your OFAC program.”

Date Aired: 

July 12, 2018


75 minutes


Thomas Nollner